Top 10 Financial Advisors in Raleigh, NC for Your Financial Needs

Financial Advisor in Raleigh, NC Feature Image

Finding the best financial advisor in Raleigh, NC, can take time because there are so many to choose from. When making your choice, you need to hire someone qualified and experienced enough to provide solid financial guidance.

If you don’t know where to start or how to choose a financial advisor for yourself, you’ve come to the right place! This article discusses ten financial advisory firms in Raleigh, NC, for you to choose the advisor that best suits your needs.

10 Best Reliable Financial Advisors in Raleigh, North Carolina


Financial Advisors in Raleigh, NC: CAPTRUST logo
CAPTRUST building
ServicesRetirement planning, wealth management, business succession planning, cash flow planning, corporate benefit planning, and family governance planning
Location4208 Six Forks Rd #1700 Raleigh, NC 27609
Operation HoursMonday – Thursday (8.30 AM – 5.30 PM), Friday (8.30 AM – 4.00 PM), Saturday – Sunday (Closed)
Phone+1 919-870-6822
Email[email protected]

CAPTRUST is an investment advisory firm that provides corporate retirement plan fiduciaries and wealth management services to high-net-worth individuals, entrepreneurs, families, foundations, and nonprofit endowments. Based in Raleigh, NC, the firm should be your go-to option if you’re looking to hire a professional financial advisor.

Besides that, the company also offers risk management solutions, tax advice, investment portfolio construction, management, and performance reporting for the client. Additionally, CAPTRUST is ranked first on the InvestmentNews list of DC Aggregator Firms and first on the Financial Advisor magazine ranking of US advisory firms for the third year in a row. They were also named to TBJ’s Best Places to Work and Fast 50 lists.

2. Compass Financial Group

Compass Financial Group Facebook post
ServicesRetirement planning, virtual consultations, investment management, assets management, financial planning, medical and healthcare planning, and tax planning
Location7000 Harps Mill Road Suite 103 Raleigh, NC 27615
Operation HoursMonday – Friday (8.00 AM – 5.00 PM), Saturday – Sunday (Closed)
Phone+1 919-714-7491
Email[email protected]

Compass Financial Group is a financial advisor company based in Raleigh, NC. Their main focus is to provide retirement planning and consultation boutique asset management. Their team assists their client in transitioning into retirement and developing personalized financial, investment, and lifestyle plans to keep them there.

Moreover, the company can generate tax-efficient income to cover expenses and healthcare planning and optimize clients’ social security, estate planning, and risk management. As of June 30, 2022, their advisors have collectively managed over $100 million in assets through LPL Financial and advise on over $50 million in assets with various custodians. Compass Financial Group was also awarded Best Advisors in Raleigh in 2021 by

3. Financial Symmetry

Financial Advisors in Raleigh, NC: Financial Symmetry
Financial Symmetry Team
ServicesFinancial planning, investment management, retirement planning, tax planning, social security analysis, college planning, estate planning, and 401k allocation
Location1511 Sunday Drive Suite 300 Raleigh, NC 27607
Operation HoursMonday – Thursday (9.00 AM – 6.00 PM), Friday (9.00 AM – 4.00 PM), Saturday – Sunday (Closed)
Phone+1 919-851-8200
Email[email protected]

Financial Symmetry is a Raleigh-based independent, employee-owned advisory firm that serves professionals and business owners. Its certified financial advisors collaborate closely with customers to help them achieve financial objectives.

In addition, the company offers financial planning solutions and helps investors analyze, evaluate, and monitor their financial situation. Apart from financial planning and investment management, they also provide various services such as retirement planning, social security analysis, college planning, 401(k) allocation, tax planning, and estate planning.

The company primarily suggests mutual and exchange-traded funds (ETFs) for its clients. Moreover, they approach their investment process with a long-term perspective. As a result, Financial Symmetry has been featured in CNBC, Money, The Wall Street Journal, and USA Today.

4. Beacon Wealthcare

Financial Advisors in Raleigh, NC: Beacon Wealthcare
ServicesFinancial planning, tax planning, retirement planning, debt management, education funding, cash flow planning, charitable giving, insurance, and risk management
Location1633 Glenwood Avenue, Raleigh, NC 27608
Operation HoursMonday – Friday (8.00 AM – 5.00 PM), Saturday – Sunday (Closed)
Phone+1 919-821-5225

Beacon Wealthcare was established by Sam Bassin in 1998. Geoffrey Hall, Jared Korver, and Ryan Smith own the company as a member-managed LLC. The advisor company provides both investment and financial planning services around Raleigh, NC. Aside from that, they also offer tax planning, retirement planning, debt management, education funding, cash flow planning, charitable giving, insurance, and risk management.

Furthermore, in keeping with its aim to provide consumers with greater freedom, the firm’s process is to guide clients to minimize unnecessary financial risk.

5. H & M Financial Group, LLC

Financial Advisors in Raleigh, NC: H & M Financial Group, LLC
ServicesInvestment planning, tax planning, retirement planning, insurance planning, and employee benefits for a business owner
Location8309 Six Forks Road, Raleigh, NC 27615
Operation HoursMonday – Friday (8.00 AM – 5.00 PM), Saturday – Sunday (Closed)
Phone+1 919-870-1818
Email[email protected]

H & M Financial Group, LLC is a locally-owned financial advisor and consulting firm serving clients’ financial and investment management, especially for those living in Raleigh, NC. Gary Harris is a founding principal of H & M Financial Group, LLC, and has spent the last twelve years advising individuals and businesses on their financial planning, investments, and overall goals.

Generally, the financial firm provides various services, such as debt management, budgeting, and college savings. The company also offers life insurance, 401k options, and annuities associated with LPL Financial. Plus, the company’s financial consultants have 30 years of combined experience in financial planning.

6. TradeWinds

Financial Advisors in Raleigh, NC: TradeWinds
Tradewinds promotional picture
ServicesRetirement planning, tax planning, debt planning, cash flow & net worth analysis, and discretionary & non-discretionary asset management
Location4600 Marriott Drive, Suite 100, Raleigh, NC 27612
Operation HoursMonday – Friday (8.00 AM – 5.00 PM), Saturday – Sunday (Closed)
Phone+1 984-257- 0019
Email[email protected]bal

TradeWinds is a progressive financial advisor and planning company in Raleigh, NC. It was founded in 2021 by chief executive officer Tim Whitney. Tim has twenty years of experience in private sector asset management and investment planning, most remarkably as a Managing Director and personal portfolio manager with Wells Fargo Advisors.

Their financial advisors primarily provide wealth management and financial planning services. They also have various benefits to offer, for instance, retirement planning, tax planning, debt planning, cash flow, net worth analysis, and discretionary and non-discretionary asset management.

7. Cook Wealth

Financial Advisors in Raleigh, NC: Cook Wealth
Cook Wealth facebook post
ServicesInvestment management, family legacy planning, insurance planning, tax planning, cash flow optimization, and debt management
Location4101 Lake Boone Trail Suite 200, Raleigh, NC 27607, United States
Operation HoursMonday – Friday (8.00 AM – 5.00 PM), Saturday – Sunday (Closed)
Phone +1 919-784-9100
Email[email protected]

Cook Wealth is a Raleigh-based wealth management firm with accounting and wealth planning expertise. They provide tax advice, financial advice, and investment management. Further, they can help you with debt management, insurance planning, and cash flow optimization.

While they provide most of the services internally, they also work with casualty agents, bankers, and other professionals to satisfy all of your needs. In fact, as part of their family legacy planning service, they can put you in touch with a lawyer and assist you with a document review. They primarily serve retirees, company owners, and professionals around the country.

8. AIM Advisors

Financial Advisors in Raleigh, NC: AIM Advisors
AIM Advisors Facebook post
ServicesFinancial planning, insurance planning, investment options, retirement planning, education planning, and business planning
Location421 N Harrington St Suite 630, Raleigh, NC 27603, United States
Operation HoursMonday – Friday (8.00 AM – 5.00 PM), Saturday – Sunday (Closed)
Phone+1 919-758-8911
Email[email protected]

AIM Advisors will work with you to determine your objectives and simplify the process, giving you a clear financial picture. Their team will assist you in determining which plans are appropriate for you and any adjustments that might be required to improve your financial situation.

AIM Advisors will provide investment and insurance analyses as part of their financial planning services. They will also guide you through preparing funds that will last during retirement. 

9. Olde Raleigh Financial Group

Financial Advisors in Raleigh, NC: Olde Raleigh Financial Group
Olde Raleigh Financial Group Facebook post
ServicesLife insurance, long-term care, charitable giving, tax planning, retirement planning, and education planning
Location 3110 Edwards Mill Rd #340, Raleigh, NC 27612, United States
Operation HoursMonday – Friday (8.00 AM – 4.30 PM), Saturday – Sunday (Closed)
Phone+1 919-861-8212
Email[email protected]

Olde Raleigh Financial Group is an independent advisory firm that works on flat-rate pricing. Thus, there are no unstated fees. Since their three advisers have come from different generations, the firm has always valued a multigenerational viewpoint

As a matter of fact, Olde Raleigh Financial Group is inherently aware of market fluctuations, making them the experts. Plus, they can assist you in researching different life insurance choices for you and your loved ones. Moreover, they will also help you develop a strategic plan if you are planning for retirement.

10. Ark Royal Wealth Management

Financial Advisors in Raleigh, NC: Royal Wealth Management logo
Ark Royal Wealth Management Facebook post
ServicesInvestment strategy, risk & insurance management, estate planning, income tax, cash flow, retirement planning, and educational funding
Location2626 Glenwood Ave Suite 485, Raleigh, NC 27608, United States
Operation HoursMonday – Friday (9.00 AM – 5.00 PM), Saturday – Sunday (Closed)
Phone+1 919-710-8665
Email[email protected]

Ark Royal Wealth Management is a fee-only registered investment advisory firm located in Raleigh, NC. They are known for providing comprehensive financial planning and investment management services. Their clients include physicians, business executives, college athletic coaches, and those at or near retirement.

They review their findings and partner with you to implement any necessary changes, coordinating with other professionals when necessary. They monitor progress toward goals on-going and proactively identify issues as your circumstances change over time.

Take Control of Your Finances with the Best Financial Advisor in Raleigh, NC!

There you have it, the ten best financial advisors in Raleigh, NC! If these advisory firms are what you’re looking for, don’t hesitate to contact them now! We hope this article helps you find the right financial advisor to manage your financial goals and long-term investment.

Are you looking for insurance companies to help you out? To learn more, see our article on the 10 Best Insurance Companies in Charlotte, NC to explore more options!

FAQs about the Best Financial Advisor in Raleigh, North Carolina

Can you see a financial advisor for free?

Financial advice will cost money, and you might also be charged for the financial products you purchase. You have to be very clear about the costs associated with the advice and the fees associated with the products that are suggested to you.

How should I know when I need a financial advisor?

You should find an advisor if you have enough money to invest in your savings account. A significant life change is another indication that you require advice. For instance, finding a financial advisor can assist you in making plans for your child’s future if you have just become a parent.

Where can I locate a trustworthy financial advisor in my area?

Start your search for assistance at the National Association of Personal Financial Advisors (NAPFA). You can find a planner in your area through the Financial Planning Association (FPA), and you should always work with a fiduciary who will represent your interests.

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